Compliance Executive

Birchford Global Services
Kanpur - Swaroop Nagar
10,000
/ monthly
Requirements
6 months - 2 years experience
Graduate
18 - 25 years
No gender preference
Shift timings
Working days
5 days/week
Night Shift
2:00pm - 10:00pm
Morning Shift
8:00am - 5:00pm

Job description

Experience – Only Freshers with good spoken english to apply


Location- Kanpur


Timings- Should be flexible working on shifts (Morning/Afternoon/Evening/Night Shifts)


Duties and Responsibilities include but are not limited to the following:


Job Description and Responsibility


Transaction Monitoring


 Pre-Transaction Monitoring

 Post Transaction Monitoring

 Transaction monitoring with clients, by insisting on submission of necessary documents as

proof of actual trade for which payments are executed

 Coverage of full range of AML activities from Transaction Monitoring to Investigations

 Performing background screening checks on related parties for the outward/inward

payments processing using world check, Lexis Nexis, etc.

 Timely monitoring of alerts generated by AML monitoring system and review them

effectively; periodic review of thresholds for monitoring AML transactions and recommend

changes in thresholds to the Team Lead and Management

 Maintain a current understanding of money laundering and terrorist financing issues,

including policies, procedures, regulations, industry best practice, criminal typologies and

developing trends

 PEP and Sanction list screening - Screen individuals and entities against global sanction lists

issued by OFAC, UN and other international and domestic government agencies

 Ensure efficient identification and monitoring of suspicious activities and transaction.


Client On-Boarding & Periodic Review:


 Onboarding the new clients as per the risk rating

 Requesting clients for supporting documents to support the payments

 Requesting client for source of fund evidence

 Reviewing the quality of invoice, bill of lading and other supporting documents submitted by

the Clients

 Updating documents and following the periodic review process as per the risk rating i.e.,

high, medium and low


Background Screening:


 Performing background screening checks on related parties for the outward/inward

payments processing using world check, Lexis Nexis, etc.

Filing STR:

 Report and filing of STR to JFIU and other regulatory institutions based on the internal

assessment of transaction rejected and also on the risk assessment of approval


Additional Functions:


 Perform routine duties with minimal supervision using standard compliance practices &

procedures

 Checking and tracking daily whether supporting documents have been received for

Transaction Monitoring, Onboarding, and other Compliance processes

 Comply with all safety policies, practices, and procedures

 Participate in proactive team efforts to achieve the goals of the financial institution.

 Perform other duties as assigned

 Experience in managing priorities

 Experience communicating to different levels in an organization

 Experience working in a team environment with a track record of building relationships and

working collaboratively

 Assisting the Lead in system enhancement and UAT testing

 Assisting the Lead in Adding/blocking Bank Swift codes in compliance system

 Adding HIGH RISK Names in Compliance system

 Assisting Compliance Team in Clearing the RED Flag payments from the RED FLAG Opinion


Desired Skills & Experience


 Freshers - Graduate/ Postgraduate in business, finance, accounting, or related field

 Strong communication skills and capable of working in multi-lingual working environment

 Fluency in spoken and written English

 Basic Knowledge of Computers and Internet



Additional Requirements
Language
English
0
Experience
Back Office Executive,
Banking / Financial Services / Insurance
Job Type
Full Time
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Posted on 16 June 2020
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Back Office Executive
Back Office Executive in Birchford Global Services